Disclosures
In the interest of transparency and investor protection, this page sets out all material disclosures relating to our research activities, as required under the SEBI (Research Analyst) Regulations, 2014. Please read this page carefully alongside our Terms & Conditions and Risk Disclosures before acting on any research recommendation.
Business Activity
Lalit Kumar Gupta (SEBI Reg. No. INH000017037) operates in the capacity of a Research Analyst, offering Buy, Sell, Hold, and other ratings and recommendations to clients. The entity is duly registered as a Research Analyst under the SEBI (Research Analyst) Regulations, 2014, bearing SEBI Registration Number INH000017037.
Disciplinary History
Lalit Kumar Gupta (INH000017037) has not faced any disciplinary actions, penalties, or sanctions imposed by any regulatory or administrative body.
Terms and Conditions Governing the Research Report
The Research Report is distributed only to registered clients. This report, along with the accompanying research recommendations, is based on data, statistics, and information believed to be accurate, valid, and trustworthy. The content presented is derived from publicly accessible data or other sources considered credible.
We conduct a thorough review of each research report and its recommendations to identify any inaccuracies in material facts or any false or misleading information. The report and recommendations are intended solely for informational purposes and do not constitute an offer document or a solicitation to purchase, sell, hold, or subscribe to securities or other financial instruments.
Risk Disclosures
Lalit Kumar Gupta (INH000017037), along with its partners, employees, officers, and affiliates, shall not be held liable for any loss or damage incurred by any individual due to inadvertent errors in the information presented within the research report or research recommendations.
Investors may risk losing their entire investment or portfolio under certain market conditions. Before acting on any advice or recommendation from a research report, investors need to understand their own risk tolerance or seek guidance from a qualified financial advisor.
The research report and its recommendations do not take into account any particular investment objectives, goals, financial circumstances, or the unique needs of any individual client. Clients receiving the research report or recommendations should make decisions based on their own risk tolerance and financial situation, and should remain aware of the risks associated with capital markets when making investment choices.
Ownership & Conflicts of Interest
Clarifications Regarding Ownership and Conflicts of Interest
Lalit Kumar Gupta (INH000017037), along with its research analysts and any relatives or associates, does not possess any direct or indirect financial interest in the subject company. Furthermore, as of the date of publication of the research report, neither Lalit Kumar Gupta nor its research analysts, relatives, or associates have any material conflict of interest.
Lalit Kumar Gupta (INH000017037), along with its research analysts, relatives, or associates, does not hold actual ownership of 1% or more of the securities of the subject company.
Disclosures About Ownership and Material Conflicts of Interest
| Disclosure Item | Status |
|---|---|
| Received any compensation from the subject company in the past twelve months | NO |
| Managed or co-managed a public offering of securities for the subject company in the past twelve months | NO |
| Received compensation for investment banking, merchant banking, or brokerage services from the subject company in the past twelve months | NO |
| Received compensation for products or services other than investment banking, merchant banking, or brokerage services from the subject company in the past twelve months | NO |
| Received compensation or other benefits from the subject company or a third party in connection with the research report | NO |
| Served as an officer, director, or employee of the subject company | NO |
| Engaged in market-making activity for the subject company | NO |