Disclosures of All Material Information
Lalit Kumar Gupta — SEBI Reg. No: INH000017037
Business Activity
“Lalit Kumar Gupta: INH000017037” is engaged in Research Analyst activities by providing Buy/Sell/Hold calls or other ratings defined to their clients.
“Lalit Kumar Gupta” is registered as a Research Analyst under SEBI (Research Analyst) Regulations, 2014. SEBI Reg. No: INH000017037.
Disciplinary History
There has been no instance of any disciplinary action, penalty, etc. levied/passed by any regulatory/administrative agencies against Lalit Kumar Gupta (INH000017037) and its partners.
Terms & Conditions of Issuance of Research Report
The Research Report is issued to registered clients. The Research Report or Research recommendations are based on facts, figures, and information that are considered true, correct, and reliable. The information contained herein is from publicly available data or other sources believed to be reliable.
We have also reviewed the research report or research recommendations for any untrue statements of material facts or any false or misleading information.
The report or recommendations are prepared solely for informational purposes and do not constitute an offer document or solicitation to buy, sell, hold or subscribe for securities or other financial instruments for clients.
Risk Disclosures
Lalit Kumar Gupta (INH000017037), its partners, employees, officers, and its affiliates are not responsible for any loss or damage that may arise to any person for any nonchalant error in the information represented in the research report or research recommendations.
Investors may lose their entire amount of investments or portfolio under certain market conditions, so before acting on any advice or recommendations from research reports, investors should understand their risk appetite or consult their financial advisers.
The research report or research recommendations do not take into account any specific investment objective, goal, or financial situation or any specific needs and objectives of any specific individual. The client obtaining the research report or research recommendations should act according to his/her own risk appetite and financial position and should also understand the risk involved in capital markets while making investments.
Disclosures About Ownership and Material Conflicts of Interest
Ownership & Conflict of Interest
- Lalit Kumar Gupta (INH000017037), its research analysts, or his/her relative or associate does not have any direct or indirect financial interest in the subject company.
- Lalit Kumar Gupta (INH000017037), its research analysts, or his/her relative or associate does not have any other material conflict of interest at the time of publication of the research report.
- Lalit Kumar Gupta (INH000017037), its research analysts, or his/her relative or associates do not have actual ownership of 1% or more securities of the subject company.
Compensation Disclosures (Past Twelve Months)
- Received any compensation from the subject company in the past twelve months: NO
- Managed or co-managed public offering of securities for the subject company in the past twelve months: NO
- Received any compensation for investment banking, merchant banking or brokerage services from the subject company in the past twelve months: NO
- Received any compensation for products or services other than investment banking, merchant banking or brokerage services from the subject company in the past twelve months: NO
- Received any compensation or other benefits from the subject company or a third party in connection with the research report: NO
